Modern Compliance, Simplified: Build a Future-Ready Program

Purpose-built GRC solutions for RIAs, broker-dealers, private fund advisers, and wealth managers

Why Salus GRC?

At Salus GRC, we specialize in developing custom-built compliance frameworks tailored to meet the requirements of the SEC, FINRA, NFA, and state regulations. Our team comprises former regulators and industry veterans with an average of 24 years of experience, ensuring that your compliance needs are addressed with precision and expertise.

By partnering with us, you gain access to unparalleled support that empowers you to focus on strategic initiatives while maintaining compliance.

Comprehensive Compliance Programs 

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Custom-built frameworks aligned with SEC, FINRA, NFA, and state regulations — designed by former regulators and industry veterans.

End-to-End Cybersecurity Coverage

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From annual risk assessments to penetration testing and mock incident drills, we ensure you meet rising cybersecurity expectations.

Robust Service

Offerings 

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Modern GRC services streamline compliance workflows, increase transparency and put your compliance data at your fingertips

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What We Offer

Tailored Solutions for Financial Professionals

  • Custom Compliance Frameworks:
    Built to meet the unique needs of RIAs, broker-dealers, and private fund advisers.
  • Cybersecurity Services:
    Protect your firm with advanced risk assessments, penetration testing, and incident response planning.
  • Streamlined Workflows:
    Leverage modern GRC technology to simplify reporting, maintain audit trails, and ensure transparency.

Our solutions are designed to help you stay ahead of regulatory changes and build trust with clients.

 

Who We Work With

From Registered Investment Advisors (RIAs) safeguarding client wealth, to broker-dealers and private fund advisers navigating a complex investment landscape, to wealth managers and compliance officers protecting firms and upholding client trust — Salus GRC is the partner these professionals rely on every day.

If you’re navigating complex regulations, Salus GRC is your trusted partner.

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Ready to level up your compliance?

Connect with our sales team today.

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